Thematic:
- Risks and challenges of compliance with MAR
- Technologies, tools, solutions, services and controls for compliance
- How to select the right trade surveillance framework for you organisation
In this video :
Go directly to the moment you are interested by clicking directly on the question.
What is the current industry maturity on Market Integrity monitoring ?
What is your vision regarding the evolution of the regulation requirement ?
What are the expectations of the regulator for an investment firm regarding risk of market abuse?
Can you tell us about the residual risk ?
What are the tools that can be used for monitoring ?
What are the objectives in terms of control ?
What are the main concerns for compliance officers when managing market abuse detection ?
What do you think about the false positive issue ?
What are the pros and cons in the use of new technologies ?
Can you provide your view on the budget to implement an new generation solution ?